Sentinel E-List Functions
Preventive Focus:
Early detection of subjects with international criminal background or background associated with illegitimate projects.
List Administration:
International and local lists of persons or businesses involved in illicit acts can be uploaded, thereby taking advantage of the information with a technological solution.
Updating Lists:
The financial entity will be able to update the lists in the system as they are modified by local and international bodies; the portfolio of clients can then be reevaluated with the updated information.
Search Policies Configuration:
A user-friendly interface makes it possible to define search policies according to the institution’s needs, allowing it to determine which lists and information shall be considered.
Subject Search and Client Validation:
You can conduct searches from the Web client with this system, so the person in charge of validating a new account or granting credit can verify if the subject is found on any of the previously uploaded black lists.
Generating Warnings and Cases:
The presence of a person or business on the list will cause a warning that can be evaluated for follow-up through an investigation case where actions, reminders, personal information and attached files can be included to allow proper management and follow-up.
Incorporating Sentinel Compliance & Risk:
Incorporate the financial institution’s private lists (black and/or white) into your risk evaluation model, in addition to the lists available worldwide such as OFAC, non-collaborating countries, PEPs and black lists, thus filtering the subjects’ identification and automatically applying the information.
Incorporating Third Party Products:
The system publishes a Web Service that allows heterogeneous systems to interact with Sentinel E-List, enabling subject or business searches and creating cases for investigation.
